Skip to main content

Transfer Agents Database

Track the stock transfer agent for U.S. public companies

Demo Product
The Audit Analytics Transfer Agent database tracks the stock transfer agent for SEC registrants since 2011

  • Identify the current stock transfer agent for all active SEC registrants
  • Search by industry, market, and location
  • Key data points include number of shareholders and current stock transfer agent information

Transfer Agents are financial institutions engaged by registrants to maintain records of investors and account balances. '40 act filers are required to disclose this information and '34 act filers often volunteer the identity of their transfer agent.

Module Corporate + Legal
Source SEC Filings and Investor Relations
Coverage Tickered SEC Registrants
Data Since 2011
Updated Annually
Availability Online • Data Feed • Excel • WRDS
Documentation
Corporate + Legal