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Disclosure Controls Database

Identify every U.S. public company with a material weakness and/or ineffective Disclosure Controls

Demo Product
The Audit Analytics Disclosure Controls database covers all SEC registrants that have disclosed its management’s assessment of disclosure controls since September 2002.

  • Use disclosure controls as a factor to gauge financial reporting quality
  • Monitor accounting rule failures that trigger ineffective disclosure controls
  • Prospect for business by identifying companies with financial reporting issues
  • Unlike SOX 404 reports, SOX 302 assessments are issued quarterly for the most up-to-date information on a company’s control environment
  • Search material weaknesses in a registrant's assessment of disclosure control and/or internal control over financial reporting circumstances

Section 302 of the Sarbanes-Oxley Act (SOX 302) mandates that public companies establish a system of effective disclosure controls.

Find disclosure controls filed in accordance with Rule 13a-15(e) of the Securities Exchange Act, and Section 302 of the Sarbanes-Oxley Act.

Module Audit + Compliance
Source SEC Filings
Coverage All ’33 & ’34 Act Filers
Data Since 2002
Updated Daily
Availability Online • Data Feed • Excel • WRDS
Documentation
Audit + Compliance
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