Reasons for an Amended 10-K: 2018

Form 10-K, an annual report filed by US-based public registrants, is the most comprehensive source of information regarding a company‚Äôs financials and its underlying business. These reports are thoroughly scrutinized by investors and other users, which explains why they need … Continue reading

SEC Enforcement Targets Ineffective Controls – Who Else Is at Risk?

The Securities and Exchange Commission recently fined four companies for having ineffective internal controls. In its enforcement press release, the SEC told the four companies, Grupo Simec S.A.B. de C.V. [SIM: NYSE], Lifeway Foods [LWAY: Nasdaq], Digital Turbine [APPS: Nasdaq] … Continue reading