Audit Analytics now maintains a comprehensive database of who audits Broker Dealers which is accessible through a subscription to our new Other Independent Audits (OIA) Module. The new Broker Dealer database is easy to use and a valuable intelligence tool for marketing and business development.

As of 12/31/2008 all Broker Dealers are now required to be audited by a PCAOB registered accounting firm. With the new Broker Dealer database you can quickly identify which Broker Dealers have non-PCAOB registered auditing firms. Additionally, our new Broker Dealer profiles include affirmation listings, asset information and links back to the actual focus reports.

To learn more about the new Broker Dealer database check out our overview and give us a call, we would be more than happy to schedule a one-on-one demonstration at your request.

As always, feel free to contact us with comments and suggestions.